Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph John Cahill | 2192543 | 1 | 11/06/2023 | Customer Dispute | Denied | $37,763.90 | $0.00 | See FINRA Report |
| Mark Douglas Erwin | 3039639 | 2 | 11/01/2023 | Customer Dispute | Settled | $144,448.00 | $0.00 | See FINRA Report |
| Eric Eugene Elek | 3062911 | 1 | 10/30/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Marianna Goldenberg | 2165876 | 2 | 10/24/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard Jay Rustic | 1128406 | 2 | 08/13/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Troy Jean Aucoin | 4491926 | 3 | 07/11/2023 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |
| Louis Joseph Desepoli | 3147277 | 1 | 06/02/2023 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Segal | 1886939 | 1 | 05/15/2023 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Seth Aaron Renaud | 4946831 | 1 | 05/15/2023 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Christie Caliva | 5527773 | 1 | 04/12/2023 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |