Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Jeffrey Passante | 2873488 | 1 | 02/10/2012 | Customer Dispute | Closed-No Action | $7,032.39 | $0.00 | See FINRA Report |
| Frank Garman Fitzgerald | 1422868 | 2 | 01/13/2012 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Adrian Fernando Dodds | 3091601 | 1 | 12/28/2011 | Customer Dispute | Settled | $8,029.25 | $0.00 | See FINRA Report |
| Charles Durham Dodds | 1453876 | 4 | 12/28/2011 | Customer Dispute | Settled | $8,029.25 | $0.00 | See FINRA Report |
| John Raymond Peters | 1168518 | 1 | 12/02/2011 | Customer Dispute | Denied | $6,842.53 | $0.00 | See FINRA Report |
| Michael Joseph Magnani | 2075449 | 1 | 11/28/2011 | Customer Dispute | Denied | $17,746.60 | $0.00 | See FINRA Report |
| Steven James Beauvais | 706078 | 1 | 11/14/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Christopher Scalzo | 2909754 | 1 | 11/11/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael Timothy Mammini | 1739524 | 1 | 09/23/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Langstaff | 2594127 | 3 | 08/18/2011 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |