Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Lane Ferrucci | 2256660 | 1 | 04/23/2014 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Joanne Defranco Astle | 851648 | 4 | 03/24/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Anthony Brownfield | 3172055 | 1 | 02/25/2014 | Customer Dispute | Award / Judgment | $250,000.00 | $45,050.00 | See FINRA Report |
| Oswald Robert Donaldson | 1535770 | 2 | 02/24/2014 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Ruth Mary Matt | 1275768 | 1 | 01/16/2014 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Marcus Gil Pinnock | 1785733 | 2 | 01/14/2014 | Customer Dispute | Settled | $234,928.00 | $0.00 | See FINRA Report |
| Stanley Jay Steinberg | 2456633 | 1 | 01/09/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Benjamin Kenneth Minard | 5807070 | 1 | 12/31/2013 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Peter Steven Coopersmith | 1256315 | 1 | 11/15/2013 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| Joanne Defranco Astle | 851648 | 4 | 10/22/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |