Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deborah Arlene Baldyga | 1945431 | 1 | 02/10/2016 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Lawrence Charles Copeland | 1164287 | 1 | 02/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Perry Mathew Sutton | 5699973 | 1 | 02/04/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeremy Mark Lobo | 2945385 | 2 | 01/13/2016 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Timothy John Bourdon | 2128063 | 1 | 01/11/2016 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
| Robert Kenneth Scrabis | 2110430 | 2 | 01/05/2016 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Warren Stone Duthie | 4703504 | 1 | 10/21/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lisa Kae Adams | 2042816 | 1 | 10/16/2015 | Customer Dispute | Settled | $168,672.00 | $0.00 | See FINRA Report |
| Joanne Defranco Astle | 851648 | 4 | 09/25/2015 | Customer Dispute | Denied | $574,000.00 | $0.00 | See FINRA Report |
| Patrick W Pirone | 1448190 | 3 | 09/17/2015 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |