Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicole Noel Sargent | 6376773 | 1 | 02/02/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Pantano | 4556435 | 1 | 11/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert R Vallee | 4604400 | 1 | 09/26/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Crystal Bivins Lee | 5086937 | 2 | 09/24/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stuart Francis Honenberger | 4964127 | 1 | 08/21/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Boden Daniel Bierman | 6217023 | 1 | 03/15/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Robert Carlin | 5714539 | 1 | 10/19/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lee Michael Lehmkuhler | 5110265 | 1 | 06/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Krisko | 4686873 | 1 | 02/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Alan Muskat | 4230037 | 2 | 01/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |