Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Durham Dodds | 1453876 | 4 | 01/18/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Hine | 2000926 | 1 | 05/04/2000 | Customer Dispute | Closed-No Action | $42,800.00 | $0.00 | See FINRA Report |
| Ronald John Yoviene | 2170318 | 2 | 04/24/2000 | Customer Dispute | Closed-No Action | $65,000.00 | $0.00 | See FINRA Report |
| Nicholas Salvatore Cosentino | 1916176 | 1 | 11/28/1999 | Customer Dispute | Closed-No Action | $99,916.00 | $0.00 | See FINRA Report |
| Leo David Boisvert | 2265493 | 2 | 02/17/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Laurence Christian Sorensen Walker | 1001751 | 3 | 10/01/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |