Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Jeffrey Passante | 2873488 | 1 | 02/10/2012 | Customer Dispute | Closed-No Action | $7,032.39 | $0.00 | See FINRA Report |
| Michael Timothy Mammini | 1739524 | 1 | 09/23/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Jay Higgins | 1622053 | 1 | 07/29/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Paul Gressett | 3140619 | 2 | 12/07/2009 | Customer Dispute | Closed-No Action | $144,455.00 | $0.00 | See FINRA Report |
| Ronald John Berkowitz | 2274099 | 1 | 12/07/2009 | Customer Dispute | Closed-No Action | $71,250.00 | $0.00 | See FINRA Report |
| Alecia Lauretta Modahl | 4888607 | 1 | 10/23/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Ann Thorley | 1624563 | 1 | 04/22/2009 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Richard Alan Robb | 1539520 | 1 | 02/20/2009 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Michael John Greve | 2146444 | 1 | 01/26/2009 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Ray Darby Evans | 1304889 | 1 | 12/01/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |