Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kurt Charles Jackson | 2913769 | 2 | 04/02/2003 | Customer Dispute | Award / Judgment | $490,000.00 | $48,430.00 | See FINRA Report |
| William Michael Leeb | 731563 | 3 | 10/08/1993 | Customer Dispute | Award / Judgment | $50,000.00 | $47,520.00 | See FINRA Report |
| Stephen George Harvey | 1274964 | 2 | 08/09/1991 | Customer Dispute | Award / Judgment | $15,138.80 | $9,464.65 | See FINRA Report |
| Conrad Robert Pensavalle | 717575 | 2 | 03/19/1984 | Customer Dispute | Award / Judgment | $25,878.20 | $13,500.00 | See FINRA Report |