Our Staff has compiled our research into a database of FINRA Broker Disclosures for GMS Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Alan Lyons | 1338685 | 4 | 07/19/1990 | Customer Dispute | Settled | $68,490.00 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 06/21/1988 | Customer Dispute | Settled | $40,383.10 | $0.00 | See FINRA Report |
| Melvin Feldman | 205924 | 3 | 03/24/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melvin Feldman | 205924 | 3 | 10/17/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Robert Konsig | 500443 | 2 | 09/24/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Robert Konsig | 500443 | 2 | 06/11/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Francis Howell | 502534 | 2 | 09/28/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Lyons | 1338685 | 4 | 06/13/1983 | Customer Dispute | Award / Judgment | $2,280.00 | $856.69 | See FINRA Report |
| Robert Alan Lyons | 1338685 | 4 | 06/13/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Francis Howell | 502534 | 2 | 11/01/1982 | Civil | Final | $0.00 | $0.00 | See FINRA Report |