Our Staff has compiled our research into a database of FINRA Broker Disclosures for GMS Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justyn Seth Feldman | 2283535 | 4 | 04/20/1999 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Aslie Williams Cruz | 4787743 | 4 | 12/21/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Daniel Costa | 502390 | 3 | 08/26/1998 | Customer Dispute | Award / Judgment | $1,500,000.00 | $150,000.00 | See FINRA Report |
| Joseph Daniel Costa | 502390 | 3 | 08/03/1998 | Customer Dispute | Denied | $24,125.00 | $0.00 | See FINRA Report |
| Justyn Seth Feldman | 2283535 | 4 | 06/17/1998 | Customer Dispute | Settled | $81,325.00 | $0.00 | See FINRA Report |
| Nicholas Michael Armellino | 3189691 | 9 | 06/28/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Michael Armellino | 3189691 | 9 | 04/14/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Christopher Hermo | 1346868 | 3 | 01/06/1995 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Richard Joseph Schneiderman | 1002223 | 1 | 12/19/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Baruch Dvores | 1047267 | 5 | 07/08/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |