Our Staff has compiled our research into a database of FINRA Broker Disclosures for GMS Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis Alan Knadle | 6222138 | 7 | 08/13/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aslie Williams Cruz | 4787743 | 4 | 05/29/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Paul Adler | 2194735 | 2 | 03/19/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Christopher Hermo | 1346868 | 3 | 11/10/2000 | Customer Dispute | Settled | $6,526.37 | $0.00 | See FINRA Report |
| Justyn Seth Feldman | 2283535 | 4 | 10/13/2000 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Cormac Niall Maughan | 1528683 | 4 | 08/08/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Hill Hewlett | 853355 | 4 | 08/02/2000 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Barbara Benedict Price | 17944 | 3 | 03/16/2000 | Customer Dispute | Settled | $131,000.00 | $0.00 | See FINRA Report |
| Alan Craig Renick | 1035998 | 2 | 03/07/2000 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Alberto Tassanelli | 5489387 | 1 | 01/23/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |