Our Staff has compiled our research into a database of FINRA Broker Disclosures for GMS Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis Alan Knadle | 6222138 | 7 | 08/21/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cormac Niall Maughan | 1528683 | 4 | 07/05/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cormac Niall Maughan | 1528683 | 4 | 05/13/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 03/29/2004 | Customer Dispute | Settled | $133,403.00 | $0.00 | See FINRA Report |
| Timothy Harrington Garde | 1127688 | 1 | 01/14/2004 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 11/18/2003 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 10/08/2003 | Customer Dispute | Closed-No Action | $17,250.00 | $0.00 | See FINRA Report |
| David Logan Mims | 1770488 | 1 | 05/06/2003 | Customer Dispute | Closed-No Action | $11,307.00 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 10/31/2002 | Customer Dispute | Denied | $9,142.00 | $0.00 | See FINRA Report |
| Mark Paul Adler | 2194735 | 2 | 08/26/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |