Our Staff has compiled our research into a database of FINRA Broker Disclosures for GMS Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Christopher Hermo | 1346868 | 3 | 01/30/2017 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Travis Alan Knadle | 6222138 | 7 | 01/28/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Michael Armellino | 3189691 | 9 | 09/28/2016 | Customer Dispute | Denied | $254,000.00 | $0.00 | See FINRA Report |
| Alan Craig Renick | 1035998 | 2 | 08/25/2016 | Customer Dispute | Denied | $71,229.00 | $0.00 | See FINRA Report |
| Travis Alan Knadle | 6222138 | 7 | 04/26/2016 | Customer Dispute | Settled | $7,405.82 | $0.00 | See FINRA Report |
| Barbara Benedict Price | 17944 | 3 | 12/30/2015 | Customer Dispute | Settled | $46,085.30 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 12/29/2015 | Customer Dispute | Award / Judgment | $44,325.50 | $0.00 | See FINRA Report |
| Carmine Claudio Capone | 1124455 | 4 | 11/24/2015 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Carmine Claudio Capone | 1124455 | 4 | 10/20/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 10/19/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |