Our Staff has compiled our research into a database of FINRA Broker Disclosures for GMS Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brett David Ellis | 5293493 | 1 | 04/20/2009 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Nicholas Michael Armellino | 3189691 | 9 | 01/29/2007 | Customer Dispute | Settled | $15,456.70 | $0.00 | See FINRA Report |
| Nicholas Michael Armellino | 3189691 | 9 | 01/10/2007 | Customer Dispute | Settled | $328,962.00 | $0.00 | See FINRA Report |
| Nicholas Michael Armellino | 3189691 | 9 | 07/05/2006 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 03/29/2004 | Customer Dispute | Settled | $133,403.00 | $0.00 | See FINRA Report |
| Joseph Christopher Hermo | 1346868 | 3 | 11/10/2000 | Customer Dispute | Settled | $6,526.37 | $0.00 | See FINRA Report |
| Justyn Seth Feldman | 2283535 | 4 | 10/13/2000 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Cormac Niall Maughan | 1528683 | 4 | 08/08/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Hill Hewlett | 853355 | 4 | 08/02/2000 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Barbara Benedict Price | 17944 | 3 | 03/16/2000 | Customer Dispute | Settled | $131,000.00 | $0.00 | See FINRA Report |