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FINRA Broker Disclosures for GMS Group

Our Staff has compiled our research into a database of FINRA Broker Disclosures for GMS Group. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 37 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Travis Alan Knadle6222138504/26/2016Customer DisputeSettled$7,405.82$0.00See FINRA Report
Barbara Benedict Price17944312/30/2015Customer DisputeSettled$46,085.30$0.00See FINRA Report
Carmine Claudio Capone1124455411/24/2015Customer DisputeSettled$750,000.00$0.00See FINRA Report
Lawrence Baruch Dvores1047267505/14/2014Customer DisputeSettled$300,000.00$0.00See FINRA Report
Lawrence Baruch Dvores1047267504/11/2013Customer DisputeSettled$25,116.00$0.00See FINRA Report
Nicholas Michael Armellino3189691910/25/2011Customer DisputeSettled$127,083.00$0.00See FINRA Report
Nicholas Michael Armellino3189691908/16/2010Customer DisputeSettled$100,000.00$0.00See FINRA Report
Gary Alan Knadle837250301/14/2010Customer DisputeSettled$543,642.00$0.00See FINRA Report
Justyn Seth Feldman2283535407/10/2009Customer DisputeSettled$25,000.00$0.00See FINRA Report
Carmine Claudio Capone1124455406/02/2009Customer DisputeSettled$2,500,000.00$0.00See FINRA Report

37 Results

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