Our Staff has compiled our research into a database of FINRA Broker Disclosures for GMS Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Christopher Hermo | 1346868 | 3 | 01/06/1995 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Richard Joseph Schneiderman | 1002223 | 1 | 12/19/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Baruch Dvores | 1047267 | 5 | 07/08/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Lyons | 1338685 | 4 | 07/19/1990 | Customer Dispute | Settled | $68,490.00 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 06/21/1988 | Customer Dispute | Settled | $40,383.10 | $0.00 | See FINRA Report |
| Robert Alan Lyons | 1338685 | 4 | 06/13/1983 | Customer Dispute | Award / Judgment | $2,280.00 | $856.69 | See FINRA Report |