Our Staff has compiled our research into a database of FINRA Broker Disclosures for GMS Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Christopher Hermo | 1346868 | 3 | 11/10/2000 | Customer Dispute | Settled | $6,526.37 | $0.00 | See FINRA Report |
| Justyn Seth Feldman | 2283535 | 4 | 10/13/2000 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Cormac Niall Maughan | 1528683 | 4 | 08/08/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Hill Hewlett | 853355 | 4 | 08/02/2000 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Barbara Benedict Price | 17944 | 3 | 03/16/2000 | Customer Dispute | Settled | $131,000.00 | $0.00 | See FINRA Report |
| Alan Craig Renick | 1035998 | 2 | 03/07/2000 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Justyn Seth Feldman | 2283535 | 4 | 04/20/1999 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Joseph Daniel Costa | 502390 | 3 | 08/26/1998 | Customer Dispute | Award / Judgment | $1,500,000.00 | $150,000.00 | See FINRA Report |
| Joseph Daniel Costa | 502390 | 3 | 08/03/1998 | Customer Dispute | Denied | $24,125.00 | $0.00 | See FINRA Report |
| Justyn Seth Feldman | 2283535 | 4 | 06/17/1998 | Customer Dispute | Settled | $81,325.00 | $0.00 | See FINRA Report |