Our Staff has compiled our research into a database of FINRA Broker Disclosures for GMS Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Baruch Dvores | 1047267 | 5 | 12/13/2007 | Customer Dispute | Denied | $17,883.00 | $0.00 | See FINRA Report |
| Nicholas Michael Armellino | 3189691 | 9 | 01/29/2007 | Customer Dispute | Settled | $15,456.70 | $0.00 | See FINRA Report |
| Nicholas Michael Armellino | 3189691 | 9 | 01/10/2007 | Customer Dispute | Settled | $328,962.00 | $0.00 | See FINRA Report |
| Nicholas Michael Armellino | 3189691 | 9 | 07/05/2006 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 03/29/2004 | Customer Dispute | Settled | $133,403.00 | $0.00 | See FINRA Report |
| Timothy Harrington Garde | 1127688 | 1 | 01/14/2004 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 11/18/2003 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 10/08/2003 | Customer Dispute | Closed-No Action | $17,250.00 | $0.00 | See FINRA Report |
| David Logan Mims | 1770488 | 1 | 05/06/2003 | Customer Dispute | Closed-No Action | $11,307.00 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 10/31/2002 | Customer Dispute | Denied | $9,142.00 | $0.00 | See FINRA Report |