Our Staff has compiled our research into a database of FINRA Broker Disclosures for GMS Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Alan Knadle | 837250 | 3 | 01/14/2010 | Customer Dispute | Settled | $543,642.00 | $0.00 | See FINRA Report |
| Mark Solomon Bitton | 2453080 | 3 | 10/20/2009 | Customer Dispute | Denied | $800,000.00 | $0.00 | See FINRA Report |
| Barbara Benedict Price | 17944 | 3 | 10/01/2009 | Customer Dispute | Denied | $17,792.30 | $0.00 | See FINRA Report |
| Lawrence Hill Hewlett | 853355 | 4 | 09/16/2009 | Customer Dispute | Denied | $16,200.00 | $0.00 | See FINRA Report |
| Justyn Seth Feldman | 2283535 | 4 | 07/10/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Carmine Claudio Capone | 1124455 | 4 | 06/02/2009 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Brett David Ellis | 5293493 | 1 | 04/20/2009 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Lawrence Baruch Dvores | 1047267 | 5 | 11/17/2008 | Customer Dispute | Closed-No Action | $69,000.00 | $0.00 | See FINRA Report |
| Mark Solomon Bitton | 2453080 | 3 | 10/28/2008 | Customer Dispute | Closed-No Action | $42,504.70 | $0.00 | See FINRA Report |
| Joseph Daniel Costa | 502390 | 3 | 04/30/2008 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |