Our Staff has compiled our research into a database of FINRA Broker Disclosures for GMS Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis Alan Knadle | 6222138 | 7 | 04/26/2016 | Customer Dispute | Settled | $7,405.82 | $0.00 | See FINRA Report |
| Barbara Benedict Price | 17944 | 3 | 12/30/2015 | Customer Dispute | Settled | $46,085.30 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 12/29/2015 | Customer Dispute | Award / Judgment | $44,325.50 | $0.00 | See FINRA Report |
| Carmine Claudio Capone | 1124455 | 4 | 11/24/2015 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 10/19/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence Baruch Dvores | 1047267 | 5 | 05/14/2014 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Lawrence Baruch Dvores | 1047267 | 5 | 04/11/2013 | Customer Dispute | Settled | $25,116.00 | $0.00 | See FINRA Report |
| Nicholas Michael Armellino | 3189691 | 9 | 10/25/2011 | Customer Dispute | Settled | $127,083.00 | $0.00 | See FINRA Report |
| Melvin Feldman | 205924 | 3 | 07/19/2011 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Nicholas Michael Armellino | 3189691 | 9 | 08/16/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |