Our Staff has compiled our research into a database of FINRA Broker Disclosures for GMS Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul David Mante | 4911949 | 1 | 01/09/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 11/28/2017 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Cormac Niall Maughan | 1528683 | 4 | 11/02/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Alan Knadle | 837250 | 3 | 06/16/2017 | Customer Dispute | Settled | $55,855.00 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 05/22/2017 | Customer Dispute | Denied | $68,000.00 | $0.00 | See FINRA Report |
| Aslie Williams Cruz | 4787743 | 4 | 03/23/2017 | Customer Dispute | Denied | $31,334.00 | $0.00 | See FINRA Report |
| Malcolm Chester Reader | 1009953 | 10 | 02/09/2017 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Christopher Hermo | 1346868 | 3 | 01/30/2017 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Nicholas Michael Armellino | 3189691 | 9 | 09/28/2016 | Customer Dispute | Denied | $254,000.00 | $0.00 | See FINRA Report |
| Alan Craig Renick | 1035998 | 2 | 08/25/2016 | Customer Dispute | Denied | $71,229.00 | $0.00 | See FINRA Report |