Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Tietz | 6857049 | 1 | 01/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Hubert Calhoon | 2203707 | 21 | 01/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Howard Jordan | 6056543 | 3 | 01/17/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erin Colleen Eason | 4468573 | 4 | 01/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melvinea Williams | 1298405 | 3 | 01/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Herman Jobst | 2576537 | 1 | 01/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon James Aldridge | 7303157 | 3 | 01/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert William Colby | 6464322 | 1 | 01/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mohamed Kobah Turay | 2988506 | 1 | 01/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa A Sands | 4915845 | 1 | 01/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |