Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ausdal Financial Partners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| T Dewitt Buchanan | 2116018 | 1 | 07/20/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Walter Kiley | 2630201 | 9 | 06/29/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Walter Kiley | 2630201 | 9 | 06/29/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Walter Kiley | 2630201 | 9 | 04/15/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Roy Wilson | 4576995 | 2 | 03/16/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Roy Wilson | 4576995 | 2 | 12/15/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Samuel Epps | 2185338 | 2 | 10/29/2008 | Customer Dispute | Closed-No Action | $13,000.00 | $0.00 | See FINRA Report |
| Donald Walter Kiley | 2630201 | 9 | 03/14/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Walter Kiley | 2630201 | 9 | 02/08/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Emmett Burns | 1286211 | 3 | 12/17/2007 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |