Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ausdal Financial Partners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Walter Kiley | 2630201 | 9 | 04/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michele Conti Strauts | 4689991 | 1 | 02/24/2011 | Customer Dispute | Denied | $170,000.00 | $0.00 | See FINRA Report |
| Mary Susan Hall | 1560516 | 1 | 01/11/2011 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Kirk Jay Daniels | 2191070 | 4 | 10/11/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| James Michael Armour | 705645 | 4 | 07/06/2010 | Customer Dispute | Withdrawn | $332,011.00 | $0.00 | See FINRA Report |
| Brad Vincent Stuart | 5440998 | 1 | 12/14/2009 | Customer Dispute | Closed-No Action | $8,560.00 | $0.00 | See FINRA Report |
| Randy Lee Birkinbine | 2008599 | 14 | 12/04/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Metford Chastain | 1556616 | 2 | 11/12/2009 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Walter David Nagle | 2208043 | 2 | 10/15/2009 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| William Henry Scherrer | 1987680 | 5 | 08/17/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |