Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ausdal Financial Partners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Metford Chastain | 1556616 | 2 | 06/28/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Ernest Davis | 1601521 | 2 | 06/09/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| John Anthony Wenstrup | 1128766 | 2 | 03/30/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey S Hartfield | 1637055 | 5 | 03/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Travis John Wolfe | 5851265 | 2 | 02/16/2017 | Customer Dispute | Closed-No Action | $159,977.00 | $0.00 | See FINRA Report |
| Randy Lee Birkinbine | 2008599 | 14 | 02/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey S Hartfield | 1637055 | 5 | 06/03/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur John Pedgrift | 2216418 | 1 | 02/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel A Julian | 4488869 | 2 | 02/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Wayne Johnson | 1060424 | 1 | 01/30/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |