Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ausdal Financial Partners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher William Neston | 2741497 | 2 | 05/16/2019 | Customer Dispute | Settled | $466,800.00 | $0.00 | See FINRA Report |
| Randy Lee Birkinbine | 2008599 | 14 | 03/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Michael Armour | 705645 | 4 | 01/27/2019 | Customer Dispute | Settled | $295,000.00 | $0.00 | See FINRA Report |
| Thomas M Mincy | 5339845 | 1 | 08/31/2018 | Customer Dispute | Closed-No Action | $115,123.00 | $0.00 | See FINRA Report |
| Randy Lee Birkinbine | 2008599 | 14 | 02/21/2018 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Jeffrey S Hartfield | 1637055 | 5 | 01/23/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey S Hartfield | 1637055 | 5 | 12/21/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher William Neston | 2741497 | 2 | 09/19/2017 | Customer Dispute | Settled | $225,013.00 | $0.00 | See FINRA Report |
| Jeffrey S Hartfield | 1637055 | 5 | 08/04/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Levi Glenn McMellian | 4516443 | 1 | 06/28/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |