Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ausdal Financial Partners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Walter David Nagle | 2208043 | 2 | 03/10/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Christopher Andrew Crawford | 5972954 | 1 | 02/09/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
James Michael Armour | 705645 | 4 | 11/28/2022 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
David Lee Frohlichstein | 1582362 | 1 | 10/10/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Wilfredo Raul Miranda | 3273284 | 2 | 10/10/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Wilfredo Raul Miranda | 6207329 | 1 | 10/10/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Brian Wayne Napier | 4555202 | 2 | 09/02/2022 | Customer Dispute | Settled | $435,000.00 | $0.00 | See FINRA Report |
Travis John Wolfe | 5851265 | 2 | 08/12/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Kurt Russell Baldry | 1568930 | 4 | 08/08/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
John Miles Lancaster | 1293652 | 1 | 08/04/2022 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |