Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ausdal Financial Partners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Wilfredo Raul Miranda | 3273284 | 2 | 12/22/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Christopher John Swanson | 1233703 | 1 | 06/09/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Eleanor Cicchitti | 2908301 | 1 | 01/01/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Joan K Johnson | 5073923 | 1 | 06/12/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |