Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ausdal Financial Partners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Henry Scherrer | 1987680 | 5 | 09/04/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Henry Scherrer | 1987680 | 5 | 06/30/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Armour | 705645 | 4 | 11/04/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Henry Scherrer | 1987680 | 5 | 08/19/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Leonard Johnson | 1716242 | 1 | 05/15/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Robert Denk | 5420685 | 1 | 06/30/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Dale Herr | 1486926 | 1 | 01/11/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jack John Causa | 731835 | 1 | 01/31/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Bruce Roberts | 824378 | 1 | 01/01/1990 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Ted C Berman | 1246315 | 1 | 02/01/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |