Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ausdal Financial Partners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randy Lee Birkinbine | 2008599 | 14 | 05/14/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Wenstrup | 1128766 | 2 | 12/07/2006 | Customer Dispute | Denied | $7,737.39 | $0.00 | See FINRA Report |
| Donald Walter Kiley | 2630201 | 9 | 10/26/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Walter Kiley | 2630201 | 9 | 10/18/2004 | Customer Dispute | Denied | $36,971.50 | $0.00 | See FINRA Report |
| Jeffrey Allan Heilman | 2231743 | 2 | 01/15/2004 | Customer Dispute | Settled | $18,800.00 | $0.00 | See FINRA Report |
| Kirk Jay Daniels | 2191070 | 4 | 10/06/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Allan Heilman | 2231743 | 2 | 06/14/2002 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Gary Raymond Arblaster | 2480682 | 1 | 04/14/1999 | Customer Dispute | Closed-No Action | $16,944.60 | $0.00 | See FINRA Report |
| William Henry Scherrer | 1987680 | 5 | 04/09/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Barra Sawtelle | 705584 | 1 | 09/12/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |