Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ausdal Financial Partners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kirk Jay Daniels | 2191070 | 4 | 10/11/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Walter David Nagle | 2208043 | 2 | 10/15/2009 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| T Dewitt Buchanan | 2116018 | 1 | 07/20/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Emmett Burns | 1286211 | 3 | 12/17/2007 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allan Heilman | 2231743 | 2 | 01/15/2004 | Customer Dispute | Settled | $18,800.00 | $0.00 | See FINRA Report |
| Jeffrey Allan Heilman | 2231743 | 2 | 06/14/2002 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Stephen Barra Sawtelle | 705584 | 1 | 09/12/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Bruce Roberts | 824378 | 1 | 01/01/1990 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |