Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ausdal Financial Partners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Wayne Napier | 4555202 | 2 | 09/02/2022 | Customer Dispute | Settled | $435,000.00 | $0.00 | See FINRA Report |
| Travis John Wolfe | 5851265 | 2 | 08/12/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Kurt Russell Baldry | 1568930 | 4 | 08/08/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| John Miles Lancaster | 1293652 | 1 | 08/04/2022 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| William Lapiana | 4580411 | 2 | 05/25/2022 | Customer Dispute | Settled | $184,000.00 | $0.00 | See FINRA Report |
| Kurt Russell Baldry | 1568930 | 4 | 04/07/2022 | Customer Dispute | Settled | $980,000.00 | $0.00 | See FINRA Report |
| Mark Samuel Epps | 2185338 | 2 | 12/17/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randy Lee Birkinbine | 2008599 | 14 | 10/01/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| William Lapiana | 4580411 | 2 | 09/27/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kurt Russell Baldry | 1568930 | 4 | 12/28/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |