Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ausdal Financial Partners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Donald Walter Kiley | 2630201 | 9 | 02/08/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Donald Walter Kiley | 2630201 | 9 | 10/26/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Henry Scherrer | 1987680 | 5 | 04/09/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Henry Scherrer | 1987680 | 5 | 09/04/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Henry Scherrer | 1987680 | 5 | 06/30/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
James Michael Armour | 705645 | 4 | 11/04/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Scott Leonard Johnson | 1716242 | 1 | 05/15/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jack John Causa | 731835 | 1 | 01/31/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |