Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Christine Stebbins | 4156378 | 4 | 04/10/2024 | Customer Dispute | Pending | $299,009.00 | $0.00 | See FINRA Report |
| Loren Justin Morrison | 4578161 | 10 | 04/10/2024 | Customer Dispute | Pending | $299,009.00 | $0.00 | See FINRA Report |
| Michelle Christine Stebbins | 4156378 | 4 | 04/09/2024 | Customer Dispute | Pending | $763,004.00 | $0.00 | See FINRA Report |
| Loren Justin Morrison | 4578161 | 10 | 04/09/2024 | Customer Dispute | Pending | $763,004.00 | $0.00 | See FINRA Report |
| Elliott Katz | 839300 | 3 | 04/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Filip Murphy | 2582762 | 3 | 03/25/2024 | Customer Dispute | Pending | $160,000.00 | $0.00 | See FINRA Report |
| Michelle Christine Stebbins | 4156378 | 4 | 03/21/2024 | Customer Dispute | Pending | $305,680.00 | $0.00 | See FINRA Report |
| Loren Justin Morrison | 4578161 | 10 | 03/21/2024 | Customer Dispute | Pending | $305,680.00 | $0.00 | See FINRA Report |
| Diego Canalda | 2952690 | 2 | 03/04/2024 | Customer Dispute | Denied | $203,478.00 | $0.00 | See FINRA Report |
| Chuck A Roberts | 2064602 | 22 | 02/29/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |