Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Grant Goodman Clark | 3176503 | 2 | 03/14/2003 | Customer Dispute | Withdrawn | $350,000.00 | $0.00 | See FINRA Report |
| Kevin Brian Lyall | 2970073 | 2 | 12/18/2002 | Customer Dispute | Withdrawn | $153,676.00 | $0.00 | See FINRA Report |
| Angelo Capetola | 2847542 | 2 | 05/21/2002 | Customer Dispute | Withdrawn | $600,000.00 | $0.00 | See FINRA Report |
| Ernest Lee Coffindaffer | 1248798 | 1 | 04/12/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Robert Taylor | 1989525 | 10 | 02/02/2001 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See FINRA Report |
| Mark Allen Hainer | 2559920 | 3 | 07/27/2000 | Customer Dispute | Withdrawn | $26,000.00 | $0.00 | See FINRA Report |
| Michael John Petrucelli | 1183809 | 5 | 11/20/1997 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |