Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Lee Millner | 4406313 | 1 | 10/25/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Allen Grossart | 1113760 | 1 | 02/09/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Danieli | 1095496 | 5 | 12/01/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Robert Wilson | 2388261 | 1 | 06/13/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Patrick Cusack | 1458115 | 1 | 06/13/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Thomas Dalton | 2666299 | 1 | 04/01/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Perry Dunn | 1175657 | 3 | 05/08/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Anthony Otten | 1131860 | 4 | 12/23/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Carl Wolman | 2006916 | 5 | 05/24/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott McCoy | 1453229 | 2 | 04/28/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |