Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Efram Sukoneck | 2922106 | 6 | 04/29/2002 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Vincent James Benvenuto | 1690424 | 2 | 06/28/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gregory Scott Risse | 2105292 | 3 | 05/12/2001 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Steven Brian Waxgiser | 1585355 | 3 | 04/09/2001 | Customer Dispute | Pending | $9,000.00 | $0.00 | See FINRA Report |
| Mark Loren Myers | 1180908 | 2 | 04/28/2000 | Customer Dispute | Pending | $9,990.63 | $0.00 | See FINRA Report |