Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert David Traitz | 1158088 | 5 | 08/05/1999 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Frederick Jusick | 262791 | 1 | 02/13/1998 | Customer Dispute | Pending | $14,000.00 | $0.00 | See FINRA Report |