Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paulina Greene Stone | 2960243 | 4 | 12/07/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paulina Greene Stone | 2960243 | 4 | 11/29/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Anne Taylor-Medolla | 2023788 | 1 | 08/21/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jerri Lynn Murray | 2548512 | 2 | 05/16/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jerri Lynn Murray | 2548512 | 2 | 03/24/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |