Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ron Anthony Bekins | 4886933 | 2 | 11/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Ellen Alexander | 1882453 | 2 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Ellen Alexander | 1882453 | 2 | 10/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Lynn Costanzo Cline | 1571374 | 2 | 10/02/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |