Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony L Campanale | 1228064 | 1 | 10/01/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randall Jay Powers | 1710653 | 2 | 04/28/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Raymond Carlson | 2457316 | 1 | 04/16/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Brian Waxgiser | 1585355 | 3 | 04/16/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Edward MacK | 4532514 | 1 | 10/13/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randy Alexander Bettich | 1569627 | 2 | 12/15/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Tomas Dellisola | 2269616 | 2 | 07/15/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Peter Golik | 2166807 | 1 | 04/20/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Willard Finnicum | 4109802 | 1 | 03/17/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David John Rode | 716210 | 1 | 05/30/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |