Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Oliver Choy | 4696170 | 2 | 12/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Padraic Odonovan Murray | 1998481 | 1 | 11/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip John Meyer | 1419113 | 2 | 10/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn D Kinney | 4333693 | 1 | 09/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Marc Geltzeiler | 1453643 | 2 | 09/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael E Newins | 5866331 | 3 | 08/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phoebe Daimei Jaramillo | 3035636 | 2 | 07/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louisa Sakkis | 4768140 | 2 | 07/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Korey Cleaver Kletschke | 5932111 | 1 | 07/22/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sheila Louise Scott | 6001342 | 2 | 06/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |