Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher D Stoddard | 2773797 | 5 | 05/09/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel David Davidman | 861180 | 6 | 02/15/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Rebecca Marks | 7234997 | 3 | 02/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher D Stoddard | 2773797 | 5 | 01/10/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth S Alter | 2147698 | 6 | 12/12/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nolan Dudley Baird | 1654510 | 2 | 12/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Craig Henry | 5034221 | 1 | 09/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Staci Michelle Huether | 4231255 | 3 | 09/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randi Nicole Howard | 6041365 | 3 | 08/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randi Nicole Howard | 6041365 | 3 | 08/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |