Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Anthony Galluzzo | 841591 | 3 | 06/18/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Loy Loraine Gotham | 1408565 | 3 | 09/10/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Allan Krogh | 275717 | 4 | 03/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Thomas Nelson | 346156 | 3 | 10/21/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Willard Eldon Bransky | 29053 | 2 | 08/05/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Norman Martin Fishbein | 208493 | 3 | 11/28/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |