Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Linda McWhirter Daniel | 60633 | 1 | 05/15/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Hartwell Ensey | 1417338 | 2 | 09/28/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harold Jay Meyers | 333327 | 8 | 08/04/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carmine Manna | 1626846 | 4 | 04/27/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Danieli | 1095496 | 5 | 04/12/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Allen Zachmeyer | 2114928 | 2 | 01/01/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Perry Anderson Prince | 1709276 | 1 | 07/01/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Charles Metcalf | 1193396 | 3 | 02/11/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Galbreath Blackman | 1246068 | 3 | 11/19/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Francis Lee | 722251 | 3 | 10/16/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |