Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Carl Wolman | 2006916 | 5 | 05/24/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott McCoy | 1453229 | 2 | 04/28/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Max Beeman | 1015086 | 3 | 01/29/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Sue Cyr | 3081977 | 1 | 12/18/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Kaye Klinger | 1974398 | 6 | 08/12/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott McCoy | 1453229 | 2 | 12/30/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John David McAtee | 1139479 | 2 | 11/24/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter James Nazos | 2093302 | 3 | 10/27/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Paul Verbic | 2273007 | 3 | 09/26/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Allen Russo | 2115356 | 3 | 08/25/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |