Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stanton Konrad Jones | 1012236 | 2 | 03/03/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Loy Uriah Olson | 831717 | 1 | 09/07/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Allen Walker | 2888577 | 4 | 01/04/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Michael Doderer | 3039335 | 2 | 11/06/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Geary Mason | 1863783 | 1 | 07/27/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Thompson | 1584948 | 2 | 12/05/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ron Anthony Bekins | 4886933 | 2 | 05/02/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Gordon Jensen | 1699896 | 1 | 04/24/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Craig Shirley | 2021090 | 5 | 10/10/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Christopher Dietz | 1454592 | 3 | 09/14/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |