Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Faisal Raza | 4814166 | 2 | 10/28/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Joseph Borrello | 1841005 | 2 | 10/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Hunter Tillotson | 1320717 | 4 | 03/15/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Aaron Clasen | 6196797 | 1 | 01/10/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Allen Hicks | 2165814 | 1 | 01/10/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Addison Haacke | 2435845 | 4 | 01/10/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Allen Scheper | 5318417 | 1 | 01/10/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ginger R Jones | 1544936 | 1 | 11/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Johnston Darby | 1659917 | 4 | 11/06/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Alan Rubarth | 2315888 | 2 | 10/17/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |