Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John R Weiss | 2335816 | 2 | 02/28/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paulette Michele Davis | 2213890 | 1 | 09/27/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Franklin Bernard | 2550802 | 5 | 06/28/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Mark Steinman | 2281005 | 1 | 03/24/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Robert Patterson | 2342655 | 3 | 10/13/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Henry Anthony Otten | 1131860 | 4 | 07/09/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Saul Minker | 336377 | 8 | 01/28/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Kaye Klinger | 1974398 | 6 | 05/14/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael John Petrucelli | 1183809 | 5 | 11/26/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Meyers | 850469 | 2 | 06/13/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |