Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael B McNamee | 2792129 | 1 | 06/01/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Michael Redinger | 1697957 | 1 | 04/07/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Filip Murphy | 2582762 | 3 | 02/10/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Trent Allen Barringer | 2586631 | 1 | 09/23/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Wesley Hall | 2303203 | 2 | 08/18/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott William MacOlino | 2402121 | 6 | 05/23/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Leigh Jacobs | 1740812 | 1 | 12/12/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Martin Fierro | 1011222 | 3 | 12/12/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brad Lee Froman | 2227961 | 1 | 04/30/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carol Kelley Harrison | 3254376 | 2 | 03/08/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |